United States Court of
Appeals
FOR
THE DISTRICT OF COLUMBIA CIRCUIT
Argued May 16, 2001
Decided July 27, 2001
No. 01-3027
United States of America,
Appellee
v.
Russell Eugene Weston, Jr.,
Appellant
Appeal from the United States District Court
for the District of Columbia
(98cr00357-01)
Gregory L. Poe, Assistant Federal Public Defender, argued
the
cause for appellant. With him on the
briefs was A. J.
Kramer, Federal Public Defender.
David B. Goodhand, Assistant U.S.
Attorney, argued the
cause for appellee.
With him on the brief were Wilma A.
Lewis, U.S. Attorney at the
time the brief was filed, John R.
Fisher and Ronald L. Walutes, Jr.,
Assistant U.S. Attorneys.
Before: Sentelle, Randolph, and Rogers, Circuit Judges.
Opinion for the Court filed by Circuit Judge Randolph.
Concurring opinion filed by Circuit Judge
Randolph, with
whom Circuit Judge Sentelle joins.
Concurring opinion filed by Circuit Judge
Rogers.
Randolph,
Circuit Judge: Under the Fifth
Amendment's
Due Process Clause there is a "significant liberty
interest in
avoiding the unwanted administration of antipsychotic
drugs."
Washington v.
Harper, 494 U.S. 210, 221 (1990). This
appeal
requires us to decide whether the government may adminis-
ter
such drugs to a pretrial detainee against his will in order
to render him
competent to stand trial.
I.
On July 24, 1998, an assailant armed with
a .38 caliber
revolver forced his way past security checkpoints at the
United States Capitol. He shot
and killed Jacob Chestnut
and John Gibson, both officers of the United
States Capitol
Police. He shot
and seriously wounded Douglas McMillan,
also an officer of the United
States Capitol Police. Russell
Eugene
Weston, himself seriously wounded by gunfire, was
arrested at the
scene. The federal government indicted
Weston on two counts of murdering a federal law enforce-
ment
officer, one count of attempting to murder a federal law
enforcement
officer, and three counts of using a firearm in a
crime of
violence.
The government
wants to try Weston for these crimes but
is presently unable to do so
because the district court found
him incompetent to stand trial. See United States v. Weston,
134 F.
Supp. 2d 115, 117 (D.D.C. 2001); 1
Joint Appendix 45-
46 (competency order).
The district court accepted the con-
clusion of a court-appointed
forensic psychiatrist that Weston
suffers from paranoid schizophrenia,
and that the severity of
his symptoms renders him incapable of
understanding the
proceedings against him and assisting in his defense,
as
required to bring a defendant to trial. See 18 U.S.C.
s 4241(a) (statutory competence requirement);
see also Godi-
nez v. Moran, 509 U.S. 389, 396 (1993)
(constitutional compe-
tence requirement). The court committed Weston to the
custody of the Attorney
General "for treatment in a suitable
facility for a reasonable
period of time." 1 Joint Appendix
46;
see also 18 U.S.C. s
4241(d).
Weston is
currently incarcerated "for treatment" at the
Federal
Correctional Institute in Butner, North Carolina.
He is not being treated.
Rather, he was placed in solitary
confinement under constant
observation when he arrived at
FCI Butner and remains there today. The Bureau of Prisons
apparently
placed him in seclusion to "mitigate [his] danger-
ousness." Weston, 134 F. Supp. 2d at 130. As an Assistant
Director of the Bureau
explained, Weston's "mental health
seclusion status" is
"for very vulnerable inmates, and [is]
typically ... reserved for
those who present a substantial
danger to themselves or somebody
else...." 7/24/00 a.m. Tr.
at
59. The district court characterized
Weston's confinement
situation as "simply the warehousing of Weston
in a psychotic
state. It is not
treatment; at best it contains
dangerous-
ness." 134 F.
Supp. 2d at 130-31; see also 4 Joint
Appendix
103 (Report of court-appointed expert that "the field
places
severe limitations on the use of seclusion in clinical psychiatry
because [it] is considered to be inherently aversive when used
for
prolonged periods of time.").
There is treatment available for Weston's illness and its
symptoms in the form of antipsychotic medication. The
parties agree that such medication
is likely the only treat-
ment that can mitigate his schizophrenia and
attendant delu-
sions, and thus restore his competence to stand
trial. See
Brief for Appellant at
5; Brief for Appellee at 12-13. Weston
is not currently receiving any
such medication because, at a
time when he was considered medically
competent to make a
determination, he refused them. The district court prohibit-
ed the
Bureau of Prisons from forcibly medicating Weston
without a court
order.
After two
administrative hearings and two district court
hearings, the government
obtained an order authorizing it to
administer antipsychotic medication against Weston's will.
See United States v. Weston, 69 F.
Supp. 2d 99 (D.D.C. 1999).
The
district court held that forcible medication was "medical-
ly
appropriate" and "essential for [Weston's] own safety or
the
safety of others." Id. at
118. It also found that "the
government has a fundamental interest in bringing the defen-
dant to
trial," but determined that the dangerousness holding
made it
unnecessary to decide whether that interest out-
weighed Weston's right to
refuse antipsychotic medication.
See
id. at 118-19. The court declined to consider Weston's
claim that forced
medication would interfere with his right to
a fair trial, holding it was
not ripe. See id. at 107.
A panel of this court reversed and
remanded the case to
the district court, holding that the district
court's dangerous-
ness finding was not supported by the record. See United
States v. Weston, 206 F.3d
9 (D.C. Cir. 2000) (per curiam).
The
panel also reversed the district court's determination that
Weston's
Sixth Amendment right to a fair trial claim was not
ripe, holding that
"because antipsychotic medication may
affect the defendant's ability
to assist in his defense, post-
medication review may come too late to
prevent impairment
of his Sixth Amendment right." Id. at 14 (citations omitted).
The panel also directed the district
court to consider Weston's
argument that medical ethics preclude forcibly
medicating a
defendant to make him competent for trial in a case that
might carry the death penalty.
See id. at 14 n.3.
On remand, the district court again held that the Bureau of
Prisons
could forcibly medicate Weston. It
concluded that
antipsychotic medication was medically appropriate and
"es-
sential to control and treat Weston's dangerousness to
oth-
ers." Weston, 134 F.
Supp. 2d at 127, 131. The district
court
also held that the "government has an essential interest in
bringing Weston to trial" given "the serious and violent
nature
of the charges, that the immediate victims were feder-
al law enforcement
officers performing their official duties,
and that the killings took
place inside the U.S. Capitol amid a
crowd of innocent
bystanders." Id. at 132. The court con-
cluded that forcible
medication would not interfere with Wes-
ton's right to a fair trial, and
could in some respects enhance
his ability to exercise that right by improving his mental
function. See id. at 132-38.
In this appeal, Weston claims that
administering antipsy-
chotic drugs against his will violates his Fifth
Amendment
due process liberty interest "in avoiding unwanted bodily
intrusion" and implicates his right to a fair trial. See Brief
for Appellant at 37-38. In earlier stages of this case, Weston
asserted a First Amendment right to freedom from compulso-
ry
medication and challenged the Bureau of Prisons' adminis-
trative
procedures under the Fifth Amendment's Due Process
Clause.1 He has not raised either issue here so we do
not
consider them. We affirm the
district court's conclusion that
the government's interest in
administering antipsychotic
drugs to make Weston competent for trial
overrides his
liberty interest, and that restoring his competence in such
manner does not necessarily violate his right to a fair trial.
II.
The due process liberty interest in
avoiding unwanted
antipsychotic medication may be "significant,"
but it is not
absolute. See
Kansas v. Hendricks, 521 U.S. 346, 356 (1997);
United States v. Salerno, 481 U.S. 739, 750-51 (1987); Young-
berg v. Romeo, 457 U.S. 307, 320
(1982). In Washington v.
Harper
and later in Riggins v. Nevada, the Supreme Court
recognized that the
government may, under certain circum-
stances, forcibly administer
antipsychotic medication to a
prisoner or criminal defendant despite his
liberty interest,
provided such medication is "medically
appropriate." See
Riggins v.
Nevada, 504 U.S. 127, 135 (1992);
Washington v.
Harper, 494 U.S. 210, 220, 222-23 & n.8, 226-27
(1990). With
respect to Weston,
there is no doubt that this latter condition
has been met.
__________
1 Weston refers in footnote 9 of his
brief to the First Amendment,
the Fourth Amendment, and "privacy
interests" not attributed to
any particular part of the
Constitution. He has supplied no
sup-
porting arguments and we therefore will disregard his
references.
See, e.g., Washington
Legal Clinic for the Homeless v. Barry, 107
F.3d 32, 39 (D.C. Cir.
1997).
Whether a proposed course of action
is "medically appro-
priate" obviously depends on the judgment
of medical profes-
sionals. See
Harper, 494 U.S. at 231, 233-34;
Youngberg, 457
U.S. at 322-23;
Vitek v. Jones, 445 U.S. 480, 495 (1980);
Parham v. J.R., 442 U.S. 584, 606-07, 609 (1979); Addington
v. Texas, 441 U.S. 418, 429
(1979). The district court relied
on several experts in concluding that "[a]ntipsychotic medi-
cation
is the medically acceptable and indicated treatment for
Weston's
illness." Weston, 134 F. Supp. 2d
at 122.
The district
court measured the medical appropriateness of
antipsychotic medication by
examining the capacity of anti-
psychotic drugs to alleviate Weston's
schizophrenia (the medi-
cal benefits) against their capacity to produce
harm (the
medical costs, or side effects). See id. at 123. Numerous
experts testified that antipsychotic medication is the medical-
ly
appropriate treatment for Weston's illness.2
While there
are potential side effects,3 the professional judgment
of the
__________
2 See, e.g., 8/20/99 a.m. Tr. at 59 (Dr. Johnson testifying that the
standard of care for treating schizophrenia is antipsychotic medi-
cation);
4 Joint Appendix 103 (Report of Dr.
Daniel stating that
"[a]ntipsychotic medication is essential to the
treatment of psychotic
disorders such as schizophrenia. Psychotherapy without antipsy-
chotic
medication is not considered to be an effective treatment for
schizophrenia."); 7/25/00 p.m. Tr. at 11 (Dr. Deprato's
testimony
that "[t]he diagnosis of paranoid schizophrenia is
appropriately
treated with antipsychotic medication"); 7/26/00 a.m. Tr. at 64 (Dr.
Zonona's
testimony: Question: "To your knowledge is there any
hospital
in this country that would not attempt to treat this patient
with
antipsychotic medication to address the illness as you under-
stand it
based on the materials that you've had an opportunity to sit
in and
review?" Answer: "Well, I think that is the standard
treatment of choice these days [and] if you don't offer and try to use
medication in a situation like this, it is negligent.").
3 There are two types of antipsychotic
medication--the "typicals"
and the "atypicals." The government proposed to use typicals,
which are an older generation of antipsychotics. The district court
found:
Typical antipsychotics can produce the
following side effects:
(1) dystonic or acute dystonic reactions,
which involve a stiffen-
medical experts was that "each of these potential side
effects
is generally manageable."
Id. at 123, 125. The short of
the
matter is that the record leaves no basis for doubting the
district
court's conclusion that antipsychotic medication is the
medically
appropriate treatment for Weston's condition.
Weston claims that the ethical
obligations a doctor owes a
patient preclude forcible medication in these
circumstances.
As he sees it,
"the question whether the administration of
antipsychotic medication
is medically appropriate is different
from the question whether treatment
is therapeutically ap-
propriate."
Brief for Appellant at 18. Thus,
"[t]he context in
which the forced medication issue arises and the
state pur-
pose are relevant considerations for the physician to decide
whether it is ethical to force-medicate." Id. If the state's
purpose
is to make one competent for trial, Weston argues,
then a doctor must
consider alternatives such as civil commit-
ment. See id.
These ethical norms purportedly derive from
the Hippocratic Oath
and the 1982 United Nations Principles
of Medical Ethics Relevant to the
Role of Health Personnel,
Particularly Physicians, in the Protection of
Prisoners and
Detainees against Torture, and Other Cruel, Inhuman or
__________
ing of
muscles; (2) acuesthesia, which is
restlessness or an
inability
to sit still; (3) Parkinsonian side
effects, which can
slow an
individual; (4) tardive dyskinesia,
which causes repeti-
tive,
involuntary tic-like movements of the face, eyelids, and
mouth;
(5) neuroleptic malignant syndrome ("NMS"), which
causes temperature control problems and
stiffness; and (6)
perioral tremor, referred to as rabbit
syndrome because of the
mouth
movements associated with it.
134 F. Supp. 2d at 123.
The atypicals, which the government has
not ruled out, are newer
and "have a more favorable side effect
profile." See id. at 124. The court found that side effects from
atypicals
include: (1) Agranulocytosis, which
could result in death
but for which "there is a highly effective
monitoring system to
prevent this result"; (2) sedation; (3) weight
gain; (4) seizures;
and (5) problems with lipid
metabolism. See id. It appears that
antipsychotic
medications could also alter Weston's demeanor, emo-
tional affect, and
cognitive function. See 7/24/00 p.m.
Tr. at 49-50;
7/25/00 a.m. Tr. at
22-24; 7/26/00 a.m. Tr. at 62-63.
Degrading Treatment or Punishment. See
Brief for Appel-
lant at 19.
No source of legal authority--neither Bureau of Prisons
regulations,
nor the statute governing treatment of incompe-
tent pretrial detainees,
nor the Constitution--makes medical
ethics relevant to the determination
whether the government
can forcibly medicate Weston. Even if a particular doctor
had
ethical objections to administering antipsychotic drugs to
a
non-consenting patient, this would not undercut the consen-
sus in the
medical profession that antipsychotic medication is
the medically
appropriate response to Weston's condition.4
A. Mitigating
Dangerousness
A pretrial
detainee's liberty interest in avoiding unwanted
antipsychotic medication
gives way when the medication is
essential to mitigate the detainee's
dangerousness: "Nevada
certainly
would have satisfied due process if the prosecution
had demonstrated, and
the District Court had found, that
treatment with antipsychotic
medication was medically appro-
priate and, considering less intrusive
alternatives, essential
for the sake of [the pretrial detainee's] own
safety or the
safety of others."
Riggins, 504 U.S. at 135. The
district
court applied this standard to Weston's situation and twice
found antipsychotic medication medically appropriate and es-
sential
for his safety or the safety of those around him. See
Weston, 134 F. Supp. 2d at 121-32; Weston, 69 F. Supp. 2d at
107-10.
__________
4 Defense counsel also claims that
Weston's decision while he was
medically competent not to take
antipsychotic medication makes
such medication medically
inappropriate. See Brief for Appellant
at
45. We shall assume arguendo
that Weston's previous decision
reflects his current informed judgment
(which of course is unknow-
able).
Nonetheless, withholding of consent does not make a treat-
ment
medically inappropriate. In Harper, for
instance, the inmate
reportedly said he "would rather die than take
medication," 494
U.S. at 239 (Stevens, J., separate opinion), but the
Court approved
the treatment as in the inmate's medical interest.
On appeal of the district court's
first decision, a panel of
this court found the record insufficient to
support application
of the Riggins standard. Much of the evidence focused on
the government's
competency-for-trial justification--which
the district court did not
adopt--and the limited evidence
supporting the dangerousness
justification "indicates that in
his current circumstances Weston
poses no significant danger
to himself or to others." Weston, 206 F.3d at 13. The panel
relied on the testimony of a
Public Health Service physician
assigned to FCI Butner that "[g]iven
[Weston's] immediate
containment situation, I feel confident that we can
prevent
him from harming himself or others under his immediate
parameters
of incarceration where he is in an individual room
with limited access to
anything that he could harm himself
with or harm anyone else with, and he
remains under con-
stant observation." 2 Joint Appendix 121;
Weston, 206 F.3d
at 13.
The panel concluded that involuntary medication was
not
"essential" for safety and instructed the district court that
"[i]f
the government advances the medical/safety justification
on remand, it
will need to present additional evidence show-
ing that either Weston's
condition or his confinement situa-
tion has changed since the hearing so
as to render him
dangerous."
Id.
On remand,
the district court received additional evidence
showing that Weston's
condition had deteriorated. In view of
this evidence, the court once again found that Weston posed
such a
danger that medicating him was warranted.
We think
the previous panel's decision likely precluded that
finding.
That panel held that
Weston's situation in confinement--total
seclusion and constant
observation--obviated any significant
danger he might pose to himself or
others. There appears no
basis to
believe that Weston's worsening condition renders
him more dangerous
given his near-total incapacitation.
Weston remains in seclusion under constant observation. Ab-
sent a showing that Weston's
condition now exceeds the
institution's ability to contain it through his
present state of
confinement, the prior decision appears to preclude a
finding
of dangerousness. See
LaShawn A. v. Barry, 87 F.3d 1389,
1393, 1395 (D.C. Cir. 1996) (en banc)
(law-of-the-case and law-
of-the-circuit doctrines). We need not
determine whether our
concurring colleague's different interpretation of
the previous
panel's decision is correct in view of our affirmance of the
district court's competency-for-trial ground of decision. See
Concurring Op. of Rogers, J., at
2-4.
B.
Restoring Competence to Stand Trial
In Riggins, the Court prescribed the conditions sufficient
for a dangerousness justification, but explicitly declined to
"prescribe
... substantive standards" for determining when
other government
interests override a pretrial detainee's
liberty interest in refusing
antipsychotic medication. See
Riggins,
504 U.S. at 136; see also Weston, 206
F.3d at 12-13
(also declining to prescribe substantive standards). The
Court did, however, suggest that
the governmental interest in
restoring a pretrial detainee's competence
to stand trial could
override his liberty interest: "the State might have been able
to
justify medically appropriate, involuntary treatment with
[antipsychotic
medication] by establishing that it could not
obtain an adjudication of
[the pretrial detainee's] guilt or
innocence by using less intrusive
means." Riggins, 504 U.S.
at
135.
"The
substantive issue involves a definition of the protected
constitutional
interest, as well as identification of the condi-
tions under which
competing state interests might outweigh
it." Harper, 494 U.S. at 220 (quoting Mills v.
Rogers, 457
U.S. 291, 299 (1982)) (internal brackets omitted); see also
Foucha v. Louisiana, 504 U.S.
71, 116 (1992) (Thomas, J.,
dissenting) ("The standard of review
determines when the
Due Process Clause ... will override a State's
substantive
policy choices, as reflected in its laws."). Weston argues that
the appropriate
substantive standard is strict scrutiny and
that involuntary medication
must be "narrowly tailored to
achieve a compelling government
interest." See Brief for
Appellant
at 36-37; accord United States v.
Brandon, 158
F.3d 947, 957 (6th Cir. 1998) (strict scrutiny applies to
determination whether governmental interest in medicating
nondangerous pretrial detainee to make him competent for
trial outweighs
liberty interest); Bee v. Greaves, 744
F.2d
1387, 1396 (10th Cir. 1984) (requiring use of "less restrictive
alternatives"); see also
Kulas v. Valdez, 159 F.3d 453, 455
(9th Cir. 1998) (using heightened
scrutiny under Riggins);
United
States v. Sanchez-Hurtado, 90 F. Supp. 2d 1049, 1055
(S.D. Cal. 1999)
(same); Khiem v. United States, 612
A.2d
160, 165-66 (D.C. 1992) (as amended on rehearing) (applying
Riggins
and requiring "a showing of overriding justification
and medical
appropriateness"). The government
argues for
an arbitrary and capricious standard like that employed to
review administrative agency action.
See Brief for Appellee
at 22-27;
accord Harper, 494 U.S. at 223 (applying reason-
ableness standard
to forcible medication of prisoners to miti-
gate dangerousness); Weston, 206 F.3d at 14-15 (Henderson,
J.,
concurring); United States v. Charters,
863 F.2d 302, 306
(4th Cir. 1988) (en banc) (liberty interest "is
protected against
arbitrary and capricious actions by government
officials");
United States
v. Morgan, 193 F.3d 252, 262 (4th Cir. 1999)
("under Charters, the
determination of whether to forcibly
medicate a pretrial detainee ...
rests upon the professional
judgment of institutional medical personnel,
subject only to
judicial review for arbitrariness"); United States v. Keeven,
115 F. Supp.
2d 1132, 1137 (E.D. Mo. 2000) (following Mor-
gan); cf. Jurasek v. Utah State Hosp., 158 F.3d
506, 511 (10th
Cir. 1998) (applying Harper's reasonableness standard to
civilly committed patient); see
also Charters, 863 F.2d at 312-
13 (professional judgment standard from
Youngberg v. Ro-
meo); Morgan v.
Rabun, 128 F.3d 694, 697 (8th Cir. 1997)
(same).
The Supreme Court denied that it had
adopted a strict
scrutiny standard in Riggins. See Riggins, 504 U.S. at 136.
It also appeared not to apply a reasonableness test or its
various
analogues: arbitrary and capricious,
rational basis, or
exercise of professional judgment. Rather, the opinion's lan-
guage
suggests some form of heightened scrutiny:
the em-
phasis on the severity of infringement antipsychotic drugs
impose on an individual's liberty interest, see id. at 134; the
reasoning that "forcing
antipsychotic drugs on a convicted
prisoner is impermissible absent a finding of overriding justi-
fication,"
id. at 135 (emphasis added); the
statement that
medicating to mitigate dangerousness must be
"essential" and
that the trial court must consider "less
intrusive alternatives,"
id.;
and the criticism of the district court's failure to find that
"safety
considerations or other compelling concerns out-
weighed Riggins'
[liberty] interest," id. at 136.
We think the appropriate standard is the one the Court set
forth in the penultimate paragraph where it noted the lack of
a
"finding that might support a conclusion that administration
of
antipsychotic medication was necessary to accomplish an
essential state
policy...." Id. at 138. Although that para-
graph addressed trial
prejudice, it outlines the standard the
state failed to meet in
ascertaining whether a governmental
interest outweighs a right to avoid
antipsychotic medication.
Accordingly,
to medicate Weston, the government must prove
that restoring his competence
to stand trial is necessary to
accomplish an essential state
policy.5
1.
The Essential State Policy in
Adjudicating Criminality
Preventing and punishing criminality are
essential govern-
mental policies.
The Supreme Court has recognized that
preventing crime is a
compelling governmental interest. See
Schall v. Martin, 467 U.S. 253, 264 (1984); United States v.
Salerno, 481 U.S. 739, 749-50 (1987). This interest lies not
just in
incapacitating dangerous criminals, but also in demon-
strating that
transgressions of society's prohibitions will be
met with an appropriate
response by punishing offenders.
See
Kansas v. Hendricks, 521 U.S. 346, 361-62 (1997); Fou-
cha v. Louisiana, 504 U.S. 71, 80 (1992). The Court has
repeatedly adverted to
the government's "compelling interest
in finding, convicting, and
punishing those who violate the
law." Moran v. Burbine, 475 U.S. 412, 426 (1986); accord
Texas v. Cobb, 121 S. Ct. 1335,
1343 (2001); Gray v. Mary-
__________
5 The district court held the government
to a clear-and-
convincing-evidence burden of proof. See 134 F. Supp. 2d at 121 &
n.12. Neither party challenges this
determination.
land, 523 U.S. 185, 202 (1998) (Scalia, J., dissenting); McNeil
v. Wisconsin, 501 U.S. 171, 181
(1991); Richardson v. Marsh,
481
U.S. 200, 210 (1987); Garrett v. United
States, 471 U.S.
773, 796 (1985) (O'Connor, J., concurring).
The Court in Riggins recognized the
strength of the gov-
ernment's policy in adjudicating criminality when it
stated
that the government "might" be able to involuntarily
medi-
cate a defendant if "it could not obtain an adjudication of
[his]
guilt or innocence by using less intrusive means," 504 U.S. at
135, and when it cited Justice Brennan's statement that
"Constitutional
power to bring an accused to trial is funda-
mental to a scheme of
'ordered liberty' and prerequisite to
social justice and peace," id.
at 135-36 (quoting Illinois v.
Allen, 397 U.S. 337, 347 (1970) (Brennan,
J., concurring)).
We do not
believe the Court's use of "might" reflects any
tentativeness
about whether the government could ever justi-
fy medicating to restore
competence to stand trial. If that
were what the Court had in mind we doubt that it would have
included
the statement. We read
"might," rather, as indicat-
ing that the interest in
adjudicating criminality is not neces-
sarily an essential state policy
under all circumstances. Cf.
Brandon,
158 F.3d at 960-61 (no compelling interest in trying
man accused of
sending a threatening letter; factors
relevant
to this determination include seriousness of the offense,
whether
the pretrial detainee is dangerous, and whether the
detainee will be
released if not tried); Khiem, 612 A.2d
at 176
& n.1 (Ferren, J., dissenting from denial of rehearing en
banc) ("Whereas the District may have a compelling state
interest
in force-medicating Khiem [to try him for murder],
the District will not
necessarily have such an interest in force-
medicating pretrial detainees
charged with lesser crimes.").
We need not decide under what circumstances trying and
punishing
offenders is not "essential."
The government's
interest in finding, convicting, and punishing
criminals reach-
es its zenith when the crime is the murder of federal
police
officers in a place crowded with bystanders where a branch of
government conducts its business.
The Court made the point
in Salerno: "While the Government's general interest in
preventing
crime is compelling, even this interest is height-
ened when the Government musters convincing proof that the
arrestee,
already indicted or held to answer for a serious
crime, presents a
demonstrable danger to the community.
Under these narrow circumstances, society's interest in crime
prevention is at its greatest."
481 U.S. at 750; see also
Khiem,
612 A.2d at 167; but see Bee v.
Greaves, 744 F.2d
1387, 1395 (10th Cir. 1984). The statutory sentences for the
crimes Weston is accused of
committing--life in prison and
death--reflect the intensity of the
government's interest in
bringing those suspected of such crimes to
trial. See 18
U.S.C. ss 1111,
1114.
Weston concedes
that in "the ordinary case, the strength of
the government's
interest in trying a defendant accused of
first degree murder is
undisputed," but argues that when
"the government seeks to
forcibly medicate a defendant in
order to try him, however, the case is
no longer ordinary,
because presumptions against forced medication have
deep
roots in the law."
Brief for Appellant at 43. This
argument
is a reprise of the medical ethics point we considered and
rejected in determining whether antipsychotic medication is
medically
appropriate. It has no more purchase
here. The
"presumption"
against forced medication goes to the impor-
tance of Weston's
constitutional right to refuse antipsychotic
drugs (which we agree is
substantial), not to the nature of the
government's countervailing
interest.
We also do not
believe that the "governmental interest in
medicating a defendant in
order to try him is diminished ...
by the option of civil
commitment." Note, Riggins v.
Neva-
da: Toward a Standard for
Medicating the Incompetent
Defendant to Competence, 71 N.C. L. Rev. 1206,
1223 (1993).
The civil commitment
argument assumes that the govern-
ment's essential penological interests
lie only in incapacitating
dangerous offenders. It ignores the retributive, deterrent,
communicative, and
investigative functions of the criminal
justice system, which serve to
ensure that offenders receive
their just deserts, to make clear that
offenses entail conse-
quences, and to discover what happened through the
public
mechanism of trial. Civil
commitment addresses none of
these interests. In Weston's case, civil commitment would be
based on his present mental condition, not on his culpability
for the
crimes charged: "criminal
responsibility at the time of
the alleged offenses ... is a distinct
issue from his competen-
cy to stand trial." Jackson v. Indiana, 406 U.S. 715, 739
(1972); see also 18 U.S.C. s 4241(f) ("A
finding by the court
that the defendant is mentally competent to stand
trial shall
not prejudice the defendant in raising the issue of his
insanity
as a defense to the offense charged, and shall not be
admissi-
ble as evidence in a trial for the offense charged.").
2. Involuntary Medication is
Necessary and
there are no Less Intrusive Means
The sole constitutional mechanism for the government to
accomplish
its essential policy is to take Weston to trial. See
U.S. Const. amend. V (no deprivation of life, liberty,
or
property without due process).
Antipsychotic medication is
necessary because, as the district
court found, "antipsychotic
medication is the only therapeutic
intervention available that
could possibly improve Weston's symptom
picture, lessen his
delusions, and make him competent to stand
trial." Weston,
134 F. Supp.
2d at 132. The government cannot
"obtain an
adjudication of [Weston's] guilt or innocence by using
less
intrusive means."
Riggins, 504 U.S. at 135.
Although Weston does not propose any alternative means,
he
claims that the fit between involuntary medication and the
government's
interest is not sufficiently tight in two respects.
First, he argues that the medication will not restore his
competence to stand trial because he is not likely to respond
to
it. Second, he contends that the
medication's mind-
altering properties and likely side effects will
prejudice his
right to a fair trial such that the government could not
lawfully try him even if his competence were restored. Ei-
ther way, the argument goes, there
is an insufficient probabil-
ity that forcible medication will satisfy the
government's
interest.
We will treat what Weston styles the "narrow tailoring"
requirement
of strict scrutiny as an attack on the "necessity"
of
antipsychotic medication. In
determining whether a gov-
ernmental interest overrides a constitutional right, courts
examine not
only the nature of the right and the strength of
the countervailing
interest, but also the fit between the
interest and the means chosen to
accomplish it. This inquiry
entails
a predictive judgment about the probable efficacy of
the means to satisfy
the interest. In the terms of this
case,
antipsychotic medication may not be "necessary" if its
use will
not permit the government to try Weston.
That antipsychotic medication must be
necessary to restore
Weston's competence to stand trial does not mean
there must
be a 100% probability that it will produce this result. As the
Court has recognized,
"necessity" may mean "absolute physi-
cal necessity or
inevitability" or "that which is only conve-
nient, useful,
appropriate, suitable, proper, or conducive to
the end sought." Webster v. Reproductive Health Servs., 492
U.S. 490, 515 n.13 (1989) (plurality opinion) (quoting Black's
Law
Dictionary); see also Board of Trustees
v. Fox, 492 U.S.
469, 476-77 (1989).
Even narrow tailoring in strict scrutiny
analysis does not
contemplate a perfect correspondence be-
tween the means chosen to
accomplish a compelling govern-
mental interest. See Burson v. Freeman, 504 U.S. 191, 206-
10 (1992)
(plurality opinion).
The government has established a sufficient
likelihood that
antipsychotic medication will restore Weston's competence
while preserving his right to a fair trial. See Brandon, 158
F.3d at 960. The district court acknowledged that "it is not
certain
that the medication will restore Weston's competen-
cy," but
"credit[ed] the ... testimony of the mental health
experts that this
outcome is likely." Weston, 134 F.
Supp. 2d
at 132. The government
presented evidence that antipsy-
chotic medication mitigated symptoms for
at least 70 percent
of patients.
See 7/24/00 p.m. Tr. at 108-09;
8/20/99 a.m. Tr.
at 56;
11/15/00 a.m. Tr. at 57. Dr.
Johnson testified that the
response rate is probably higher with the
atypicals. See
7/24/00 p.m. Tr.
at 108-09. The government also provided
reason to believe that the probability of restoring competence
might
be higher in Weston's case because of Weston's "rela-
tively little
exposure to antipsychotic medication" and his
generally positive
response to the limited medication he re-
ceived in 1996. See Weston, 134 F.
Supp. 2d at 122; see also
8/20/99
a.m. Tr. at 56; 7/27/00 a.m. Tr. at
120-21; 4 Joint
Appendix 105
(Report of Dr. Daniel).
The small possibility that antipsychotic medication will not
make
Weston competent for trial is certainly tolerable consid-
ering that
antipsychotic medication is the sole means for the
government to satisfy
its essential policy in adjudicating the
murder of federal officers. See Burson, 504 U.S. at 207-08
(emphasizing
that the means chosen is the "only way" to
satisfy the state's
compelling interest). The district
court
made the most precise predictive judgment it could in this
context. See 8/20/99 a.m. Tr. at 56 (Dr. Johnson's
testimony
that "you are unable to predict in the individual case
whether
that individual will actually respond").
Weston points out that there is also a
possibility that
antipsychotic medication could prejudice his right to a
fair
trial by, for instance, altering his courtroom demeanor,
inter-
fering with his recollection and ability to testify, and
obstruct-
ing his right to present an insanity defense. We agree with
the district court that
"[t]here is no reason to conclude, at this
time, that involuntary
medication would preclude Weston
from receiving a fair trial." Weston, 134 F. Supp. 2d at 137.
The general right to a fair trial
includes several specific
rights such as the right to be tried only while
competent, that
is, while able to understand the proceedings, consult
with
counsel, and assist in the defense.
See Drope v. Missouri,
420 U.S. 162, 171-72 (1975). As we determined, there is a
sufficiently
high probability that antipsychotic medication will
restore Weston's
competence to stand trial. The district
court found and the evidence indicates that "a strong likeli-
hood
exists that medication will enhance some of Weston's
trial rights,
particularly his right to consult with counsel and
to assist in his
defense." Weston, 134 F. Supp. 2d at 133.6
__________
6 See 7/24/00 p.m. Tr. at 8 (Dr.
Johnson's testimony that "I would
really expect him, from a mental
status standpoint, to be function-
ing in a much enhanced manner over his
current psychotic state to
the point where I believe his competence could
be restored"); id. at
9 (Dr.
Johnson stating that "I actually firmly believe that treatment
Another aspect of the right to a
fair trial is Weston's right
to testify and "to present his own
version of events in his own
words." Rock v. Arkansas, 483 U.S. 44, 49, 52 (1987). The
defense is concerned that the
medication might affect Wes-
ton's memory and his capacity to relate his
delusions and
other aspects of his mental state at the time of the crime,
which in turn "may impair his ability to mount an effective
insanity
defense." Weston, 206 F.3d at 21
(Tatel, J., concur-
ring); see
also 18 U.S.C. s 17 (affirmative defense of insani-
ty). But the record contains no basis to suppose
that anti-
psychotic drugs will prevent Weston from testifying in a
meaningful
way. Rather, it indicates that
medication will
more likely improve Weston's ability to relate his belief
system to the jury. See 7/24/00
p.m. Tr. at 49-51. The
benefits
of antipsychotic medication in terms of Weston's
ability to understand
the proceedings and communicate with
his attorneys presumably will also
translate into an improved
capacity to communicate from the witness
stand. And al-
though memory loss
is a potential side effect, Dr. Johnson
testified that she thought
"he'd be able to remember his
belief system." 7/24/00 p.m. Tr. at 50 (also stating that
"I
don't think the treatment would impact his memory"); see
also 7/25/00 a.m. Tr. at 4-5 (Dr.
Johnson's testimony that "I
don't expect him to lose the memory of
his delusional beliefs
as a result of treatment").
There is a possibility that the
medication could affect
Weston's behavior and demeanor on the witness
stand such
that the jury might regard his "synthetically sane"
testimony
as inconsistent with a claim of insanity. As Justice Kennedy
put it in Riggins,
"[i]f the defendant takes the stand ... his
__________
with
the medication will enhance his ability to follow the issues at
the
trial"); 7/25/00 a.m. Tr. at 24
(Dr. Johnson's testimony that
"successful treatment would result in
a decrease in his delusional
thinking, hopefully a resolution of that, an
increase in his attention,
ability to concentrate, and a change in his
affect, or the way his
mood appears to someone who is looking onto the
situation. His
preoccupation with
his delusional system has led me to believe at
various points that he has
also experienced some hallucinatory
phenomena, and I would expect that to
resolve.").
demeanor can have a great bearing on his credibility and
persuasiveness,
and on the degree to which he evokes sympa-
thy." Riggins, 504 U.S. at 142 (Kennedy, J.,
concurring).
We recognize this
small risk, but we see little basis to
suppose that the jury will take
Weston's testimony (if he
decides to testify) as an indication that he
must have been
sane at the time of the crime, or that he is making it up,
or
that he deserves no sympathy.
There is ample evidence of
Weston's history of mental illness and
bizarre behavior; the
jury's
overall impression of Weston will depend as much on
this evidence as his
testimony.
The district
court also correctly held that a defendant does
not have an absolute
right to replicate on the witness stand
his mental state at the time of
the crime. See Weston, 134
F.
Supp. 2d at 134. A defendant asserting
a heat-of-passion
defense to a charge of first degree murder does not
have the
right to whip up a frenzy in court to show his capacity for
rage, nor does a defendant claiming intoxication have the
right to
testify under the influence. See
Weston, 206 F.3d at
15 (Henderson, J., concurring). There is little meaningful
distinction
between these cases and medication-induced com-
petence to stand
trial. Either way, the defendant's
mental
state on the stand is different from the mental state he claims
to have operated under at the time of the crime. The
tolerable level of difference no
doubt increases in a case like
this where there is substantial evidence
of mental state other
than the defendant's present appearance.
Weston will not have to rely solely on
his own testimony to
show his state of mind on July 24, 1998. Involuntary medi-
cation therefore
stands little chance of impairing his right to
present an insanity
defense. There is extensive
documenta-
tion and testimony concerning Weston's delusional system,
his history of mental illness, and his "behavior, appearance,
speech,
actions, and extraordinary or bizarre acts ... over a
significant
period." Weston, 134 F. Supp. 2d
at 135-36.
Multiple experts have
examined Weston and presumably may
testify. Many of these examinations no doubt related to his
trial
competence, but "[t]he tapes and psychiatric reports ...
document
Weston's delusional state over several years." Id.
at 135. There is also a taped interview
in which Weston
discussed his delusional beliefs with the Central
Intelligence
Agency. See id. at
135 n.22. Given the wealth of expert
and
lay testimony and other documentation the district court
described,
see id. at 135-36, Weston's insanity defense does
not stand or fall on
his testimony alone.
A
third trial right that could be implicated by antipsychotic
medication is
Weston's right to be present at trial in a state
that does not prejudice
the factfinder against him. See
Estelle
v. Williams, 425 U.S. 501, 503-04 (1976);
Illinois v.
Allen, 397 U.S. 337, 338, 344 (1970). To the extent the
medication alters
Weston's demeanor, courtroom behavior, or
reactions to events in the
courtroom, it may cause the jury to
see Weston in a state that might seem
inconsistent with a
claim of insanity. It could also produce a flattened
emotional
affect that could convey to the jury a lack of remorse, a
critical consideration if this case proceeded to sentencing.
Here again the record indicates that
medication will likely
enhance rather than impair Weston's right to a
fair trial. Dr.
Johnson stated
that medication "will alter [Weston's demean-
or] to the extent that
it will be more a return to his baseline
non-psychotic state. I would anticipate he would have less
blunting
or flattening of his affect. He would
be able to
respond more appropriately from an emotional standpoint
with
his facial expression than he is now."
7/24/00 p.m. Tr. at
8; see
also 7/25/00 a.m. Tr. at 22-24 (Dr. Johnson agreeing
with the proposition
that, with medication, Weston's "expres-
sions potentially could be
more appropriate to the context of
what's occurring in the
courtroom"; also, her testimony
that
"[i]t is the patient who is over-medicated or whose side
effects
are not managed who would demonstrate an increased lack of
responsiveness").
The possibility of side effects from
antipsychotic medication
is undeniable, but the ability of Weston's
treating physicians
and the district court to respond to them
substantially re-
duces the risk they pose to trial fairness. The district court
found that Weston's
doctors can manage side effects in a
number of ways: "the Court credits the testimony of the
government experts and Dr. Daniel, the independent expert,
that the side
effects of medication are manageable through
adjustments in the timing
and amount of the doses, and
through supplementary
medications." Weston, 134 F. Supp.
2d at 137; see also 11/15/00 a.m.
Tr. at 125 (Dr. Daniel's
testimony that antipsychotic medications have
side effects but
"[g]enerally they can be treated or an adjustment
made in the
medication, or the medication replaced with a different
one.
There's generally a way to
deal with the side effects."); 4
Joint Appendix 102 (Statement in Dr. Daniel's report to the
district
court that "the side effects can most often be man-
aged or an
alternative course of treatment provided to the
benefit of the
patient. General experience with
antipsychot-
ics, particularly the newer medications, indicates that given
their benefits they are reasonably safe and well-tolerated.").
As the Court wrote in Harper, the
"risks associated with
antipsychotic drugs are for the most part
medical ones, best
assessed by medical professionals." 494 U.S. at 233.7
__________
7 Antipsychotic drugs have progressed
since Justice Kennedy
discussed their side effects in Riggins. There is a new generation
of
medications having better side effect profiles. See Weston, 134
F. Supp. 2d at 134 (citing Justice
Kennedy's concurrence and
writing that "[a]dvances in the primary
antipsychotic medications
and adjunct therapies make such side effects
less likely"); Paul A.
Nidich
& Jacqueline Collins, Involuntary Administration of Psy-
chotropic
Medication: A Federal Court Update, 11
No. 4 Health
Lawyer 12, 13 (May 1999) ("[I]n light of the progress
made in the
development of new antipsychotic medications since the
Supreme
Court's Riggins decision in 1992, the courts should revisit this
issue
with an open mind....
[Because of new atypicals,] the fear of side
effects should not
weigh heavily in the decision whether to treat
pretrial detainees or
civilly committed persons with antipsychotic
medication against their
will when that treatment is medically
appropriate."). Although the government presently plans to
medi-
cate Weston with the older generation of typicals, it could switch
to
the newer atypicals if side effects from the typicals threaten to
impair his right to a fair trial.
The district court analyzed the side
effects of both. See Weston, 134 F. Supp. 2d at 123-25. Dr.
Johnson testified that Weston
cannot be treated with atypicals
unless he agrees to take them
orally. See 7/24/00 a.m. Tr. at
108-
The district court also has
measures at its disposal: "If
Weston is medicated and his competency is restored, the
Court is
willing to take whatever reasonable measures are
necessary to ensure that
his rights are protected. This may
include informing the jurors that Weston is being adminis-
tered
mind-altering medication, that his behavior in their
presence is
conditioned on drugs being administered to him at
the request of the
government, and allowing experts and
others to testify regarding Weston's
unmedicated condition,
the effects of the medication on Weston, and the
necessity of
medication to render Weston competent to stand
trial." Wes-
ton, 134 F.
Supp. 2d at 137. Weston is free to
propose other
options.
There is a very high probability that involuntary medi-
cation will
serve the government's essential interest in ren-
dering Weston
"competent to stand trial in a proceeding that
is fair to both
parties." Brandon, 158 F.3d at
954.8 Given
__________
09. The parties dispute whether Weston would so
agree. When
Weston originally
withheld consent to antipsychotic medication, he
indicated that he would
comply with court-ordered medication.
See
5/28/99 a.m. Tr. at 3.
8 Although the bulk of Weston's fair trial argument relates to
the
narrow tailoring aspect of his Fifth Amendment substantive due
process
argument, he makes a fleeting reference to an independent
right to a fair
trial in arguing for strict scrutiny:
"Weston's Fifth
and Sixth Amendment rights to a fair trial
are also at stake because
the forced administration of antipsychotic
medication may 'have a
prejudicial effect on [Weston's] physical
appearance at trial' and
have an adverse effect on his 'ability to
participate in his own
defense.' "
Brief for Appellant at 37. To
the extent this cursory
reference suffices to raise this claim, this is
not the occasion to
evaluate it.
Whether antipsychotic medication will impair Weston's
right to a
fair trial is best determined when the actual effects of the
medication
are known, that is, after he is medicated.
(This is in
contrast to the narrow tailoring component of Weston's
bodily
integrity claim, which requires a predictive judgment now.) As
Judge Tatel stated in the previous
panel opinion, "the difficulty
inherent in predicting how a
particular drug will affect a particular
individual may well lead the
district court to conclude that it cannot
the lack of alternative means for the government to satisfy its
essential
policy, we cannot demand more.
III. Guardian ad Litem
Weston also appeals the district court's
refusal to appoint a
guardian ad litem.
The district court concluded that it lacked
authority to appoint a
guardian and expressed uncertainty
about what function a guardian would
perform if appointed.
See 7/24/00
a.m. Tr. at 2-3.
We need
not decide whether the court had discretion to
appoint a guardian and, if
so, whether it abused that discre-
tion in declining to exercise it. The issue is not relevant to
the
outcome of this case. If the guardian
consented on
Weston's behalf, the government presumably may medicate
him. See Reply Brief for
Appellant at 24-25 (stating that a
guardian "would effectively stand
in Weston's shoes" and that
"Weston's counsel also explained at
a hearing that a guardian
could take the position that the guardian
should do as the
guardian saw fit with Weston--which would include
allowing
medication"); see
also 7/27/00 a.m. Tr. at 108-09. If the
guardian withheld consent, we are in the same position as
without a
guardian: the government's interest in
restoring
Weston's competence to stand trial outweighs his liberty
interest. If the guardian issue is otherwise relevant,
Weston
has failed to show it.
* * *
Because antipsychotic medication is
medically appropriate
and is necessary to accomplish an essential state
policy, the
__________
make this determination about Weston
without first medicating him.
In
that event, I see no reason why the potential for side effects
would
preclude the district court from ordering medication, provid-
ed that,
should Weston become competent to stand trial, the district
court
conducts a second hearing to determine the extent to which
any side
effects Weston is actually experiencing might affect his
fair trial
rights." Weston, 206 F.3d at 21
(Tatel, J., concurring).
The
district court stated that it "will conduct subsequent evidentia-
ry
hearings" on this point. Weston,
134 F. Supp. 2d at 138; see
also
United States v. Morgan, 193 F.3d 252, 264-65 (4th Cir. 1999).
district
court's order permitting the government to forcibly
medicate Weston
is
Affirmed.
Randolph, Circuit Judge, with whom
Circuit Judge
Sentelle joins, concurring: I write separately because I
believe United States v.
Weston, 206 F.3d 9 (D.C. Cir. 2000),
our first decision in this case, may
have embodied a serious
error.
Concluding that Weston was not sufficiently dangerous to
warrant forcibly medicating him, the panel wrote that "in his
current
circumstances Weston poses no significant danger to
himself or to
others." Weston, 206 F.3d. at
13. This was so
because Weston
was confined to a room, under constant
observation and had no access to
anything he could use to
harm himself or others. See id.
The upshot, the panel
concluded, was that "[i]f the
government advances the medi-
cal/safety justification on remand, it will
need to present
additional evidence showing that either Weston's
condition or
his confinement situation has changed since the hearing so
as
to render him dangerous."
Id.
This standard
puts the government in an unnecessary
quandary. If Weston were no longer confined to a room and
under
constant surveillance, he would be dangerous and,
presumably, could be
medicated. However, because the
gov-
ernment cannot medicate him while he is carefully confined--
and
therefore, not dangerous--it cannot release him into the
general
pre-trial detention population without incurring sub-
stantial risks. The result:
the government is all but forced to
keep Weston in isolation, a
condition almost everyone agrees
is detrimental to Weston's long-term mental
health.
The statutes--18
U.S.C. ss 4241-4247--provide a far dif-
ferent standard for dangerousness
than the prior panel's
decision, and represent not only the good judgment
of Con-
gress and the President, but also the Judicial Conference of
the United States which "after long study by a conspicuously
able
committee, followed by consultation with federal district
and circuit
judges," proposed the legislation.
Greenwood v.
United States, 350 U.S. 366, 373 (1956). Under s 4246, a
person is to be held
and treated if "his release would cause a
substantial risk of bodily
injury to another person or serious
damage to property of
another." 18 U.S.C. s 4246(d)
(italics
added). Thus, the
question on Weston's first appeal should
not have been whether he was
dangerous given the manner in
which he was confined, but whether he was dangerous as a
general matter,
that is, if he were released from strict
confinement and
observation.
Our
concurring colleague proposes a different reading of
the prior panel's
decision. Because of the problems just
discussed, I hope her view eventually prevails even though
the
language of that opinion, quoted above, does not seem to
support
her.
Rogers, Circuit Judge,
concurring: I write separately on
two points: the findings
necessary for forcible administration
of medication in a pretrial
context, and the determination of
dangerousness to support such
governmental intrusion.
First, following the instruction in Riggins v. Nevada, 504
U.S.
127 (1992), the court applies a "form of heightened
scrutiny,"
Opinion at 11, in considering a number of factors
for balancing the
interests of the government and the defen-
dant. Succinctly put, to medicate Weston against his will,
"the
government must prove that restoring his competence to
stand trial is
necessary to accomplish an essential state
policy." Opinion at 12. The substantive analysis that the
court employs
encompasses, however, at least three distinct
determinations. To allow the government forcibly to
medi-
cate a defendant prior to trial with antipsychotic drugs, the
district
court must find that: (1) an
"essential state policy" is
at issue, Riggins, 504 U.S. at
138; (2) "treatment with
antipsychotic
medication [is] medically appropriate and, con-
sidering less intrusive
alternatives, essential for the sake of
[the defendant's] own safety or
the safety of others," or
essential to enable an adjudication of the
defendant's guilt or
innocence, id. at 135; and (3) the defendant's due process
rights are
protected. See id. at 137-38.
The district court on remand made these
three determina-
tions. See United
States v. Weston, 134 F. Supp. 2d 115, 138
(D.D.C. 2001) (Weston
III). On appeal, this court addresses
the first determination under the heading "The Essential
State
Policy in Adjudicating Criminality."
Opinion at 12. It
addresses
the second and third determinations under the
heading of
"Involuntary Medication is Necessary and there
are no Less Intrusive
Means." Id. at 15. The court provides
a separate analysis
of each determination. Id. at
15-17; 17-
23.
Keeping these determinations separate is
important be-
cause the Supreme Court has acknowledged that a defen-
dant's
liberty interests may outweigh the State's interest.
Although indicating that even "a substantial
probability of
trial prejudice" can be justified if
"administration of antipsy-
chotic medication [is] necessary to
accomplish an essential
state policy," Riggins, 504 U.S. at 138, the Court has suggest-
ed
that the defendant's liberty interests would prevail where,
for example,
the antipsychotic medication impairs the defen-
dant's "ability to
follow the proceedings" or to present a
defense. Id. at 137;
see also Drope v. Missouri, 420 U.S.
162, 171-72 (1975); Pate v. Robinson, 383 U.S. 375, 378
(1966). In such circumstances, the government would
have
the option of seeking civil commitment of the defendant. See
Riggins, 504 U.S. at 145 (Kennedy,
J., concurring in the
judgment);
see generally 18 U.S.C. ss 4241-4247;
D.C. Code
1981 ss 21-541 to 21-551. For the reasons set forth by the
court, the due process
concerns relating to evidence of Wes-
ton's mental state and to his
competency to stand trial are
attenuated. See Opinion at 17-23.
Second, the court eschews review of the district court's
determination on remand that forced medication was justified
because
of Weston's dangerousness to himself or others. The
court views our decision in United States v. Weston,
206 F.3d.
9 (D.C. Cir. 2000) (per curiam) (Weston II) to have
"likely
precluded" a finding of dangerousness in the absence of
evidence that "Weston's condition now exceeds the institu-
tion's
ability to contain [his dangerousness] through his pres-
ent state of
confinement." Opinion at 9. To suggest that
Weston II created a
"standard" other than the traditional
dangerousness standard
applicable to pretrial detainees is to
misread Weston II. See Concurring Opinion at 1; see also
Opinion at 12-13; 18 U.S.C. s 4246(d)(2); 28 C.F.R. s 549.43.
The court in Weston II did not "put[
] the government in an
unnecessary quandary." Concurring opinion at 1. The
court's language must be read in
context. In stating that "[i]f
the government advances the medical/safety justification on
remand,
it will need to present additional evidence showing
that either Weston's
condition or his confinement situation
has changed since the hearing so
as to render him danger-
ous," Weston II, 206 F.3d at 13, the court
was addressing the
insufficient evidence of dangerousness in the record
before it
to support a finding that involuntary medication was
"essen-
tial" for Weston's safety or the safety of others. See id.
That evidence showed that as then confined in isolation by the
government,
Weston did not, in the opinion of the govern-
ment's treating
psychiatrist, pose a significant danger to
himself or others. See id.
What was missing from the
district court record was a
"searching inquiry into whether
less intrusive alternatives [to
forced medication] would have
been sufficient to control any potential
danger posed by
Weston to himself and to others." Id. at 18 (Rogers, J.,
concurring in
the judgment). The court forewarned,
howev-
er, that to rely on dangerousness as a basis for forced
medication,
the government on remand would need to present
evidence that showed more
than that when confined Weston
did not pose a significant danger to
himself or others. See id.
at
13. The government thus remained free
to present evi-
dence about the risks of danger that would be created if
Weston was not confined in isolation and that less intrusive
alternatives
to forced medication would be ineffective to
control his
dangerousness.
The
record on remand indicates that the parties and the
district court
understood what "additional evidence" of dan-
gerousness was
required by Weston II; none has
suggested
that the government confronted a "quandary." See Br. for
Appellee at 28, 38,
41-42; see also Opinion at 9. Expert
medical testimony was offered
on Weston's dangerousness in
and out of seclusion, distinguishing between
Weston's state of
mind and his ability to act on his delusions. See, e.g., Test. of
Dr. Daniel, 4 JA
at 27-73. To the point, the government
now
argues in its brief that Weston's "seclusion from the general
population is not an 'alternative' to involuntary medication
because
it has done nothing to quell [his] dangerous behav-
ior," Br. for
Appellee at 42, and that " 'prolonged use' of
seclusion 'brings risk
of detrimental effects to the psychologi-
cal well-being of the patient,'
and is 'inherently aversive.' "
Id. at 43 (quoting expert medical testimony presented on
remand). Hence, the government's "quandary"
is a creation
of the concurrence.