United States Court of Appeals
FOR THE DISTRICT OF
COLUMBIA CIRCUIT
Argued December 6, 2002 Decided January 17, 2003
No.
01-7147
Amy Bettis, et
al.,
Appellants
v.
Islamic Republic of
Iran and
Iranian Ministry of Information
and Security,
Appellees
Appeal from the United States
District Court
for the District of
Columbia
(No. 00cv00549)
Steven R. Perles argued the cause
for appellants. With
him on the briefs was Thomas F. Fay.
Abigail V. Carter argued the cause
for amicus curiae in
support of affirmance. With her on the
brief were Steven H.
Goldblatt, appointed by the court, Lyndsy B. Rutherford, and
Stephanie Cotilla.
Before: Edwards, Rogers, and Garland, Circuit Judges.
Opinion for the Court Filed by
Circuit Judge Edwards.
Edwards, Circuit Judge: In 1985, Father Lawrence M.
Jenco, an ordained Catholic priest who was working as the
Director of Catholic Relief Services in Beirut, Lebanon, was
abducted by Hizbollah, the Islamic terrorist organization.
Hizbollah held Fr. Jenco captive for 564 days, and subjected
him to near-constant blindfolding, beatings, and psychological
torture. Even after Fr. Jenco's release,
he remained under-
weight and weak for a long period, had a changed disposition,
and would suffer "flashbacks" to his kidnapping and torture.
After Fr. Jenco's death, his estate and family members sued
the Islamic Republic of Iran, which had "provided support,
guidance, and resources to Hizbollah" in connection with Fr.
Jenco's abduction. Jenco v. Islamic
Republic of Iran, 154
F. Supp. 2d 27, 31 (D.D.C. 2001). The
District Court upheld
the claims of Fr. Jenco's estate and his six siblings, awarding
over $314 million in compensatory and punitive damages for
battery, assault, false imprisonment, and intentional infliction
of emotional distress suffered by Fr. Jenco and for intentional
infliction of emotional distress suffered by the siblings. The
District Court rejected the claims of Fr. Jenco's 22 nieces and
nephews, however. The nieces and nephews
now appeal.
We affirm the judgment of the District Court, because the
nieces and nephews are not members of Fr. Jenco's immedi-
ate family. See Restatement (Second) of
Torts s 46(2)(a).
I. Background
A. Father Jenco's Abduction and
Captivity
Shortly before 8:00 a.m. on January
8, 1985, five armed
men abducted Fr. Jenco as he was on his way to the office of
Catholic Relief Services in West Beirut, Lebanon. Hizbollah
carried out the kidnapping as part of a widespread terrorist
campaign that it conducted during the 1980s.
This campaign
targeted journalists, university professors, members of the
clergy, and United States servicemen.
See, e.g., Wagner v.
Islamic Republic of Iran, 172 F. Supp. 2d 128, 131-32 (D.D.C.
2001) (detailing the murder of a Navy officer stationed in
Beirut by a Hizbollah suicide bomber);
Sutherland v. Islamic
Republic of Iran, 151 F. Supp. 2d 27, 30-38 (D.D.C. 2001)
(detailing Hizbollah's kidnapping, detention, and torture of an
American academic in Beirut); Polhill v.
Islamic Republic of
Iran, No. 00-1798 (TPJ), 2001 U.S. Dist. LEXIS 15322, at *2-
*7 (D.D.C. Aug. 23, 2001) (same);
Anderson v. Islamic Re-
public of Iran, 90 F. Supp. 2d 107, 109-11 (D.D.C. 2000)
(detailing Hizbollah's kidnapping, detention, and torture of an
American journalist in Beirut); Cicippio
v. Islamic Republic
of Iran, 18 F. Supp. 2d 62, 63-66 (D.D.C. 1998) (detailing
Hizbollah's kidnapping, imprisonment, and torture of three
male U.S. citizens).
As Hizbollah's prisoner, Fr. Jenco
was subjected to inhu-
mane conditions. The District Court
described his treatment
at some length:
From the moment he was
abducted, Father Jenco
was treated little better than a
caged animal. He
was chained, beaten, and almost
constantly blind-
folded. His access to toilet facilities was extremely
limited, if permitted at all. He was routinely re-
quired to urinate in a cup and
maintain the urine in
his cell.
His food and clothing were spare, as was
even the most basic medical
care.
He also withstood repeated
psychological torture.
Most notably, at one point, his
captors held a gun to
his head and told him that he was
about to die. The
captors pulled the trigger and
laughed as Father
Jenco reacted to the small click of
the unloaded gun.
At other times, the captors misled
Fr. Jenco into
thinking he was going home. They told him to dress
up in his good clothes, took pictures of
him, and then
said "ha, ha, we're just
kidding."
Jenco, 154 F. Supp. 2d at 29.
Fr. Jenco's imprisonment also caused
great suffering
among his family members:
While Father Jenco was being
held prisoner, his
many siblings and relatives banded
together and
fought for his release. The family made a practice
of meeting every Monday night to
discuss what
steps they could take to help secure
his release.
Family members took on various
responsibilities,
such as communicating with the
public, dealing with
the media, maintaining contact with
the State De-
partment, and raising money to cover
the various
costs of such a massive
effort.
Andrew Mihelich and John Jenco,
both nephews
of Fr. Jenco, testified that,
because of their massive
dedication to free Fr. Jenco, the
whole family, in
effect, became a hostage in one way
or another. As
a result, many of the traditional
family events, such
as birthdays, graduations, or
religious holidays were
overshadowed - or overlooked
altogether - on ac-
count of the campaign to free Fr.
Jenco. Apart
from the campaign, the family felt
the very personal
loss of not having their beloved
relative at many
family milestones, such as weddings,
births, and
baptisms. On the whole, according to John Jenco,
the family spent the 19 months of
Fr. Jenco's captiv-
ity on an emotional roller coaster,
never knowing
how close or far Fr. Jenco was to
being released, not
to mention returning home
unharmed.
Jenco relatives also testified
as to the specific
effects that the captivity had o[n]
Fr. Jenco's broth-
er, John Jenco. John Jenco Jr. testified that, from
the first day of captivity to the
last day of his own
life, John Jenco Sr. was distraught
in a way he had
never been before. He was able to celebrate the
return of Fr. Jenco, but was never
fully able, accord-
ing to John Jenco Jr., become
himself again. Simi-
larly, Joseph Jenco testified that
the stress of the
captivity on Verna Mae Mihelich
likely was a factor
in her premature death.
Id. at 31-32. The trial court also found
that
there is significant evidence of
emotional distress
among the siblings. Joseph Jenco, Fr. Jenco's
brother testified as to the great
strain the captivity
imposed on himself as well as his
brothers and
sisters.... As well, other witnesses testified as to
the stressful and extensive
publicity campaign ...;
the stress of false alarms that Fr.
Jenco had been
killed or freed ...; and constant fear that the
campaign to free Fr. Jenco might also end up hurt-
ing him and the other
hostages.
Id. at 35.
After Fr. Jenco's release, "he
returned to the United States
and served as a parish priest until his death on July 19, 1996."
Id. at 29. The District Court found,
however, that even after
his return home, Fr. Jenco never fully recovered from the
grim experience of his imprisonment:
Fr. Jenco continued to suffer
the effects of his
captivity. For a long period after his return, Father
Jenco remained underweight and quite
weak. Fa-
ther Jenco's nephew, David Mihelich,
testified that
his uncle's disposition was
noticeably milder, and
indeed never returned to its
pre-captivity state. As
well, Christopher Morales, a Special
Agent with the
United States Secret Service, became
a close friend
of Jenco's after interviewing him
about his experi-
ence in Lebanon. Agent Morales testified that he
witnessed Father Jenco have three separate
"flash-
backs", that is, moments where
Jenco appeared to
be aloof of his surroundings and
somewhat pos-
sessed and disturbed by different
images or experi-
ences.... In sum, the last 11 years of Fr. Jenco's
life were indelibly marred by his
kidnapping and
torture.
Id. at 29-30.
Although the District Court's
findings are more precise
with respect to the effects of Fr. Jenco's ordeal on his siblings
than on his nieces and nephews, there is no dispute that the
nieces and nephews suffered emotional distress by virtue of
the harm done to their uncle.
B. The Statutory Framework
Under the Foreign Sovereign
Immunities Act ("FSIA"),
foreign states generally enjoy immunity from suit in U.S.
courts. 28 U.S.C. s 1604 ("Subject
to existing international
agreements to which the United States is a party at the time
of enactment of this Act a foreign state shall be immune from
the jurisdiction of the courts of the United States and of the
States...."). However, in 1996
Congress enacted the "ter-
rorism exception" to the FSIA under 28 U.S.C. s 1605(a)(7):
In 1996, as part of the
comprehensive Antiterrorism
and Effective Death Penalty Act
("AEDPA"), Pub.
L. No. 104-132, s 221(a), 110 Stat.
1214 (Apr. 24,
1996), Congress amended the FSIA to
add a new
class of claims for which certain
foreign states would
be precluded from asserting
sovereign immunity.
Specifically, the amendment vitiates
immunity in
cases
in which money damages are sought
against a
foreign state for personal injury or death that
was caused by an act of torture, extrajudicial
killing, aircraft sabotage, hostage taking, or the
provision of material support or resources ...
for such an act if such act or provision of
material support is engaged in by an official,
employee, or agent of such foreign state while
acting within the scope of his or her office,
employment, or agency[.]
28 U.S.C. s 1605(a)(7). In enacting this provision,
Congress sought to create a judicial
forum for com-
pensating the victims of terrorism,
and in so doing to
punish foreign states who have
committed or spon-
sored such acts and deter them from
doing so in the
future.
See Daliberti v. Republic of Iraq, 97
F.Supp.2d 38, 50 (D.D.C.2000); Molora Vadnais, The
Terrorism Exception to the Foreign
Sovereign Im-
munities Act, 5 UCLA J. Int'l L.
& Foreign Aff.
199, 216 (2000).
....
Section 1605(a)(7) has some
notable features which
reveal the delicate legislative
compromise out of
which it was born. First, not all foreign states may
be sued. Instead, only a defendant that has been
specifically designated by the State
Department as a
"state sponsor of
terrorism" is subject to the loss of
its sovereign immunity. s 1605(a)(7)(A). Second,
even a foreign state listed as a
sponsor of terrorism
retains its immunity unless (a) it
is afforded a rea-
sonable opportunity to arbitrate any
claim based on
acts that occurred in that state,
and (b) either the
victim or the claimant was a U.S.
national at the
time that those acts took
place. s 1605(a)(7)(B).
Price v. Socialist People's Libyan Arab Jamahiriya, 294 F.3d
82, 88-89 (D.C. Cir. 2002).
Less than six months after passage
of AEDPA, Congress
passed an amendment designed to enhance the penalties
available in suits implicating 28 U.S.C. s 1605(a)(7). See
Omnibus Consolidated Appropriations Act, 1997, Pub. L. No.
104-208, s 589, 110 Stat. 3009, 3009-172 (1997) (codified at 28
U.S.C. s 1605 note); Flatow v. Islamic
Republic of Iran, 999
F. Supp. 1, 12-13 (D.D.C. 1998) (describing amendments to
FSIA); see also Naomi Roht-Arriaza, The
Foreign Sovereign
Immunities Act and Human Rights Violations:
One Step
Forward, Two Steps Back?, 16 Berkeley J. Int'l L., 71, 82-83
(1998) (discussing the amendment). This
provision is known
as the "Flatow Amendment," because its sponsor referred to
the Flatow family - whose daughter, Alisa, was killed by a
Palestinian suicide bomber while studying in Israel - when
speaking in support of the statute.
Joseph W. Dellapenna,
Civil Remedies for International Terrorism, 12 DePaul Bus.
L.J. 169, 256 n.439 (1999-2000); see
also Flatow, 999 F. Supp.
at 6-9 (describing Alisa Flatow's murder).
The Flatow
Amendment allows for non-economic and punitive damages
against an official, employee, or agent of a foreign state
designated as "terrorist."
Price, 294 F.3d at 87; Flatow,
999
F. Supp. at 12-13.
In Price, we noted that "[t]he
FSIA is undoubtedly a
jurisdictional statute which, in specified cases, eliminates
foreign sovereign immunity and opens the door to subject
matter jurisdiction in the federal courts....
There is a
question, however, whether the FSIA creates a federal cause
of action for torture and hostage taking against foreign
states," or only against their "official[s], employee[s], or
agent[s]" as specified in the Amendment.
294 F.3d at 87.
Two District Court opinions in this circuit have reached
different conclusions on the question of whether the Flatow
Amendment furnishes a basis for a cause of action against a
defendant state. Compare Roeder v.
Islamic Republic of
Iran, 195 F. Supp. 2d 140, 171-73 (D.D.C. 2002), with Cronin
v. Islamic Republic of Iran, 2002 U.S. Dist. LEXIS 24115, at
*24-*30 (D.D.C. Dec. 18, 2002). Because
this question had
not been briefed or argued by the parties, the court in Price
merely "flag[ged] the issue," leaving it for disposition by the
District Court in the first instance on remand.
Id. We need
not reach the issue in this case either, because the District
Court did not address the matter, Iran has not appealed the
judgments in favor of Fr. Jenco's estate and his siblings, and
the instant appeal by the nieces and nephews will be resolved
against appellants on different grounds.
C. The Litigation in District
Court
In this case, the parties do not
appear to doubt that Iran is
a proper defendant, at least with respect to the claims
brought by Fr. Jenco's estate and his siblings.
Iran has been
designated a state sponsor of terrorism by the Secretary of
State. See 22 C.F.R. s 126.1(d). There is also weighty
evidence in the record confirming the involvement of Iran in
connection with Fr. Jenco's kidnapping and brutal imprison-
ment. Jenco, 154 F. Supp. 2d at 31. Because of Iran's
culpability, Fr. Jenco's family brought suit against Iran and
the Iranian Ministry of Information and Security ("MOIS")
on March 15, 2000. The District Court
found that, because of
Iran's material support for Hizbollah's hostage taking and
torture, the terrorism exception stripped Iran's immunity
from suit. It also found the defendants
liable "on most, but
not all, counts alleged in the plaintiffs' complaint." Jenco, 154
F. Supp. 2d at 33. The court ultimately
awarded over $314
million in compensatory and punitive damages to Fr. Jenco's
estate and his siblings. Id. at
40.
The District Court rejected the
claims of Fr. Jenco's nieces
and nephews, who were seeking damages for intentional
infliction of emotional distress. The
trial court recognized
the "tremendous impact that Fr. Jenco's detention had on his
nieces and nephews." Id. at
36. The court concluded, how-
ever, that these family members could not recover under
common law because they were not among Fr. Jenco's imme-
diate family. In reaching this decision,
the District Court
was guided by s 46 of the Restatement (Second) of Torts,
which purports to delineate common law claims for "Outra-
geous Conduct Causing Severe Emotional Distress," as fol-
lows:
(1)
One who by extreme and outrageous conduct
intentionally or recklessly causes severe
emo-
tional distress to another is
subject to liability
for such emotional distress,
and if bodily harm to
the other results from it, for
such bodily harm.
(2) Where such conduct is directed at a third
per-
son, the actor is subject to
liability if he inten-
tionally or recklessly causes
severe emotional
distress
(a) to a member of such
person's immediate
family who is present at the time, whether or
not such distress results in
bodily harm, or
(b) to any other person who is
present at the
time, if such distress results
in bodily harm.
Restatement (Second) of Torts s 46 (1986).
The District Court noted that in
Sutherland, another ter-
rorism exception suit, the court allowed the wife of a man
whom Hizbollah held hostage for six and a half years to
recover damages from Iran for intentional infliction of emo-
tional distress even though the wife was not actually "pres-
ent" to witness the outrageous conduct against her husband.
151 F. Supp. 2d at 50. The
"presence" requirement of
s 46(2)(a) was construed liberally to include this claim, be-
cause the court found that the defendants' intent to cause
distress to the wife was quite clear from their conduct. Id.
In the instant case, however, the District Court held that,
although the "presence" requirement could be given a gener-
ous reading, the "immediate family" requirement of s 46(2)(a)
could not:
[S]ome lines must be drawn, if,
for example, "mil-
lions of people who are not present
... watch the
torture or murder of the President
on television."
...
In hostage cases, this Court finds that the line
is best drawn according to the
plaintiff's relationship
with the victim of the outrageous
conduct. That is,
to collect for intentional
infliction of emotional dis-
tress in cases such as this one, the
plaintiff need not
be present at the place of
outrageous conduct, but
must be a member of the victim's
immediate family.
The Court draws the line with
respect to family
relationship (and not presence) for
two reasons.
First, hostage cases are unique in that they
implicit-
ly involve a physical separation of
the plaintiff from
the victim of the outrageous
conduct. As a matter
of fact, a plaintiff's lack of
presence is the exact
source of his emotional
distress. Thus, if the Court
were to limit recovery in hostage
cases using a
"presence" test,
plaintiffs would never recover de-
spite there being extremely strong
evidence of sig-
nificant emotional suffering.
Second, comparing the presence
test to the family
relationship test, courts have been
more willing to
stretch the boundaries of presence
than family rela-
tionship.
Jenco, 154 F. Supp. 2d at 36 (quoting Dan B. Dobbs, The Law
of Torts s 307, at 834 (2000)). And in
applying the "immedi-
ate family" requirement of s 46(2)(a), the District Court
adhered to the traditional definition of that term:
This Court defines one's
immediate family as his
spouse, parents, siblings, and
children. This defini-
tion is consistent with the
traditional understanding
of one's immediate family. See Dan B. Dobbs, The
Law of Torts, s 310 (2000)
(addressing the scope of
recovery in consortium
claims).
Jenco, 154 F. Supp. 2d at 36 n.8. The
court then found that
the nieces and nephews did not satisfy the requirement. Id.
The nieces and nephews now appeal
the District Court's
decision to deny them recovery for intentional infliction of
emotional distress. Because Iran did not
enter an appear-
ance, the court appointed the Georgetown University Law
Center's Appellate Litigation Program as Amicus Curiae to
present arguments in support of the District Court's judg-
ment.*
II. Analysis
The sole issue on appeal is whether
the District Court
erred in denying Fr. Jenco's nieces and nephews recovery
under the Flatow Amendment for intentional infliction of
emotional distress caused by outrageous conduct directed at
Fr. Jenco, where the requirement for recovery at common
law - membership in Fr. Jenco's immediate family - is not
met. This question is a matter of law
for this court to
consider de novo. See Princz v. F.R.G.,
26 F.3d 1166, 1169
(D.C. Cir. 1994).
The parties agree that the District Court
correctly applied
common law (and not local District of Columbia law) to the
nieces' and nephews' claims for intentional infliction of emo-
tional distress. The brief of Amicus
Curiae usefully explains
the common law recognized pursuant to the FSIA:
__________
* FSIA s 1608 states that "[n]o
judgment by default shall be
entered by a court of the United States ... against a foreign state
... unless the claimant establishes his claim or right to relief by
evidence satisfactory to the court."
28 U.S.C. s 1608. The Law
Center's efforts to assist the court in its statutory responsibility to
evaluate the appellants' claims - both the brief submitted to the
court and the oral argument presented by Ms. Abigail V. Carter -
have been truly outstanding, for which the court is grateful.
While there is an argument that
state substantive
tort law may apply to claims brought
under the
Flatow Amendment, see, e.g., First
Nat'l City Bank
v. Banco Para El Comercio Exterior
de Cuba, 462
U.S. 611, 622 n.11 (1983) (finding
that under the
commercial exceptions to the FSIA,
"where state
law provides a rule of liability
governing private
individuals, the FSIA requires the
application of that
rule to foreign states in like
circumstances"), district
courts performing the traditional
choice of law anal-
ysis in Flatow Amendment cases have
consistently
applied federal common law. See Wagner v. Islamic
Republic of Iran, 172 F. Supp. 2d 128, 134-35
(D.D.C. 2001) (applying federal
common law because
other possible choices "would
eventually lead in oth-
er cases to divergent measures of
recovery for es-
sentially identical claims against
foreign defen-
dants"); Flatow v. Islamic Republic of Iran, 999
F. Supp. 1, 15 (D.D.C. 1998)
(applying "interstitial
federal common law" because
Congress intended
"that the federal courts create
coherent national
standards ... [i]n the interest of
promoting unifor-
mity of determinations with respect
to the liability of
foreign states for the terrorist
acts"). Application of
federal common law is particularly
appropriate be-
cause the District of Columbia,
which is the dedicat-
ed venue for actions against foreign
states, see 28
U.S.C. s 1391(f)(4), does not
recognize solatium
damages in wrongful death causes of
action while
the Flatow Amendment does. See Runyon v. Dis-
trict of Columbia, 463 F.2d 1319,
1322 (D.C. Cir.
1972) (holding, in a wrongful death
case, that "[t]he
parties so recovering may not be
compensated for
their grief"); 28 U.S.C. s 1605 note (specifying that
plaintiffs may recover "economic
damages, solatium,
pain, and suffering, and punitive
damages"); see also
Stethem v. Islamic Republic of Iran,
201 F. Supp. 2d
78, 89 (D.D.C. 2002) ("Because
the District of Co-
lumbia does not recognize claims for
loss of solatium,
this Court has recognized this cause
of action under
the federal common law by relying
upon the Second
Restatement of Torts.").9
_______
9 [I]f District of Columbia law were
to govern, neither the
nieces nor anyone other than Fr.
Jenco himself would
recover for intentional infliction
of emotional distress.
Amicus is aware of no case in the
District of Columbia
permitting someone other than the
direct victim of the
outrageous conduct to recover for
intentional infliction of
emotional distress.
_______
Lacking a developed body of
federal common law
regarding intentional infliction of
emotional distress,
courts evaluating such claims under
the Flatow
Amendment have looked to the
Restatements, as
well as state decisional law. See, e.g., Sutherland v.
Islamic Republic of Iran, 151 F.
Supp. 2d 27, 48-52
(D.C. Cir. 2001) (applying the
Second Restatement
of Torts to plaintiff's intentional
infliction of emo-
tional distress claim under the
federal common law);
Flatow, 999 F. Supp. at 30 n.13
(collecting ALR
references on state law recovery for
solatium dam-
ages)[.]
...
In this case, the district court
and nieces both rely
on section 46 of the Restatement for
the substantive
law of intentional infliction of
emotional distress.
Br. of Amicus Curiae at 18-21.
We recognize that some of the cases
addressing these
FSIA claims refer to "federal common law." Indeed, Amicus
Curiae does as well. The term
"federal common law" seems
to us to be a misnomer. Indeed, it is a
mistake, we think, to
label actions under the FSIA and Flatow Amendment for
solatium damages as "federal common law" cases, for these
actions are based on statutory rights.
Without the statute,
the claims could not arise. Of course,
because these claims
are based on a federal statute, their "extent and nature" are
"federal questions." Burks v.
Lasker, 441 U.S. 471, 476
(1979). But that does not, in this case,
"authorize the federal
courts to fashion a complete body of federal law." Id. at 477.
Rather, as we note in section II.B., infra, because the FSIA
instructs that "the foreign state shall be liable in the same
manner and to the same extent as a private individual under
like circumstances," 28 U.S.C. s 1606, it in effect instructs
federal judges to find the relevant law, not to make it. In
doing this, federal judges have looked to the common law of
the states to determine the meaning of "intentional infliction
of emotional distress." And as we
explain more fully below,
federal courts in FSIA and Flatow Amendment cases have
accepted s 46 of the Restatement (Second) of Torts as a
proxy for state common law of intentional infliction of emo-
tional distress - as do both appellants and amicus.
We will assume, arguendo, that the
nieces and nephews
may proceed against the State of Iran under the Flatow
Amendment. We will also accept that, in
a case of this sort,
"common law," grounded in s 46 of the Restatement (Second)
of Torts, delineates the controlling substantive law. We hold,
however, that Fr. Jenco's nieces and nephews cannot recover
damages for intentional infliction of emotional distress, be-
cause they are not members of Fr. Jenco's immediate family.
In reaching this conclusion, it is unnecessary for us to reach
the question left open in Price, i.e., whether the FSIA creates
a federal cause of action against foreign states. It is also
unnecessary for us to decide whether the nieces and nephews
satisfy the "presence" requirements of s 46(2).
A. The Restatement (Second) of Torts s
46(1) - Actions
for Direct Harm
As noted above, s 46(1) is limited
to direct (not "third
party") actions for outrageous conduct causing severe emo-
tional distress:
One who by extreme and outrageous
conduct inten-
tionally or recklessly causes severe
emotional dis-
tress to another is subject to
liability for such emo-
tional distress, and if bodily harm
to the other
results from it, for such bodily
harm.
Restatement (Second) of Torts s 46(1).
Appellants claim
that, although they were not abducted and caused to suffer
the physical punishment that Fr. Jenco faced, they nonethe-
less were direct targets of Hizbollah, Iran, and MOIS during
the 564 days of Fr. Jenco's captivity, and thus may seek relief
for severe emotional distress under s 46(1).
In support of
this contention, appellants argue, first, that the kidnapping of
Fr. Jenco was used to manipulate his family to put pressure
on United States Government officials to advance Iran's
political goals, and, second, that disinformation released by
Iran during the kidnapping was calculated to distress family
members.
The District Court focused solely on
s 46(2) in rejecting
appellants' claims, implicitly rejecting any suggestion that
appellants could seek relief under s 46(1).
The District
Court clearly did not err in declining to apply s 46(1) to
appellants' claims. As Amicus Curiae
correctly notes,
If any person that Iran hoped to
distress by holding
and torturing Fr. Jenco could
recover under section
46(1) as a direct victim of Iran's
conduct, virtually
anyone claiming he or she was
affected could recov-
er.
Assuming the nieces are correct that "[a] ter-
rorist organization does not expose
itself to the
wrath of the world community simply
to cause emo-
tional distress to only the
hostage's 'immediate fami-
ly' " (Appellants' Br. at 40),
anyone whom Iran and
MOIS intended to affect - and who
was severely
distressed - could recover,
including neighbors, pa-
rishioners, and friends, the U.S.
government, and
even the world community, in
addition to the victim
and his immediate family. Such a result would
contravene the parameters of the
FSIA - "the for-
eign state shall be liable in the
same manner and to
the same extent as a private
individual under like
circumstances," 28 U.S.C. s
1606 - because it would
be contrary to the limits placed on
recovery for
intentional infliction of emotional
distress by the
Restatement section 46(2) and the
states.
Br. of Amicus Curiae at 27-28. We
agree.
Moreover, permitting the nieces and
nephews to recover
under s 46(1) would undermine the limitations imposed on
recovery under s 46(2) - most significantly, the "immediate
family" requirement. Under
appellants' view, anyone who
agitated for the hostages' release out of genuine concern,
sympathy or grief could claim to be an intended "target,"
seek redress under s 46(1), and avoid the strictures of
s 46(2). Appellants argue that this
expansive interpretation
of s 46(1) can be avoided by limiting recovery to "family
members." This does not work,
however, because it defies
the terms of s 46, and, also, because there is no good reason
to distinguish between aggrieved family members and other
equally aggrieved persons under appellants' expansive inter-
pretation of s 46(1). Cf. Restatement s
46(2), cmt. b ("Be-
cause of the fear of fictitious or trivial claims, distrust of the
proof offered, and the difficulty of setting up any satisfactory
boundaries to liability, the law has been slow to afford
independent protection to the interest in freedom from emo-
tional distress standing alone.").
Finally, the position espoused by
appellants is at odds with
the FSIA and the prevailing case law.
The statute states
that a "foreign state shall be liable in the same manner and to
the same extent as a private individual under like circum-
stances." 28 U.S.C. s 1606. As Amicus Curiae demon-
strates in its brief, appellants can point to no specific line of
cases in any jurisdiction that supports their right to recovery
under subsection (1). Indeed, the
prevailing case law refutes
appellants' claim. See, e.g., Dornfeld
v. Oberg, 503 N.W.2d
115, 119 (Minn. 1993) (declining to find reckless driving to be
"directed at" any particular motorist within the meaning of
the Restatement, in part because "[a]llowing recovery under
the present facts would raise the specter that any surviving
family member in a car crash caused by a drunk or reckless
driver could maintain an action against the driver for inten-
tional infliction of emotional distress").
In support of their argument that
subsection (1) should
apply in this case, appellants point to Gill v. Brown, 695 P.2d
1276 (Idaho Ct. App. 1985), for the proposition that a defen-
dant can directly target a plaintiff by striking someone or
something, knowing that this conduct will emotionally distress
the plaintiff. In Gill, the court
permitted a married couple to
recover for intentional infliction of emotional distress after
the defendant allegedly shot and killed their donkey. Al-
though appellants are correct that the defendant in Gill
targeted the plaintiffs by striking at something dear to them,
the donkey was property and not another person with an
independent legal right to be free from outrageous conduct.
Thus, killing the donkey directly targeted the plaintiffs. Gill
is therefore consistent with the general rule that courts do
not consider a plaintiff to be a direct victim of the defendant's
conduct where that conduct more directly targeted another
victim. While appellants also cite to
district court opinions in
cases brought under the Flatow Amendment, none of the
cited opinions purports to hold that family members are
direct victims of terrorist conduct who may escape the re-
quirements of subsection (2) by recovering under subsection
(1).
It is clear that Fr. Jenco's nieces
and nephews are not
direct victims under s 46(1). Therefore,
the nieces and neph-
ews must satisfy the requirements of s 46(2) in order to gain
recovery for intentional infliction of emotional distress.
B. The Restatement (Second) of Torts s
46(2) - "Third-
Party" Claims
Section 46(2) provides that:
(2) Where [outrageous conduct
causing severe emo-
tional distress] is directed at
a third person, the
actor is subject to liability
if he intentionally or
recklessly causes severe
emotional distress
(a) to a member of such person's
immediate
family who is present at the
time, whether or
not such distress results in
bodily harm, or
(b) to any other person who is
present at the
time, if such distress results
in bodily harm.
Restatement (Second) of Torts s 46(2).
Subsection (2)(a)
sets forth the "immediate family" requirement, and subsec-
tions (2)(a) and (b) delineate the "presence" requirements.
Because appellants do not suggest that their emotional dis-
tress resulted in bodily harm, they seek recovery under
s 46(2)(a), not s 46(2)(b). Because we
affirm the District
Court's construction of "immediate family" under subsection
(2)(a), we offer no view on the substantive scope of the
"presence" requirements under s 46(2).
Appellants claim that the
"immediate family" requirement
of s 46(2)(a) is satisfied in this case, because "[t]he nieces and
nephews were 'near relatives' or 'close associates' of Fr.
Jenco." Appellants' Br. at 47. This, of course, is not the test
enunciated in the Restatement. Rather, s
46(2)(a) is perfect-
ly plain in its reference to "immediate family." It does not
refer to "family members," "near relatives," "close
associ-
ates," or persons with whom the victim has "close emotional
ties" - rather, it says, plainly, "immediate family." And there
is no doubt whatsoever that, in this case, nieces and nephews
are not "immediate family" members.
Indeed, appellants do
not dispute this point. Rather, they
claim that s 46(2)(a)
should be construed liberally to afford "situational justice."
Appellants' Br. at 46. As much as we
sympathize with
appellants' claims, we have no authority to stretch the law
beyond its clear bounds to satisfy our sense of justice.
In addressing liability for
intentional infliction of emotional
distress, the Restatement took a progressive position, seeking
to advance the common law of 1965.
"Academics, rather than
courts, were the prime movers in the development of the
tort...." Daniel Givelber, The
Right to Minimum Social
Decency and the Limits of Evenhandedness:
Intentional
Infliction of Emotional Distress by Outrageous Conduct, 82
Colum. L. Rev. 42, 42 (1982); see also
Annotation, Modern
Status of Intentional Infliction of Mental Distress as Inde-
pendent Tort; "Outrage", 38
A.L.R.4th 998 s 2 (1985) ("Rec-
ognition of the tort by the drafters of the Restatement
stimulated its recognition by the courts, the elements of the
tort as described in the Restatement being widely accepted
and quoted."). The caveat to s 46
says that "[t]he Institute
expresses no opinion as to whether there may not be other
circumstances under which [an] actor may be subject to
liability for the intentional infliction or reckless infliction of
emotional distress." Restatement
(Second) of Torts s 46,
caveat. And the Comment to s 46 observes
that the law of
intentional infliction of emotional distress is "still in a stage of
development, and the ultimate limits of this tort are not yet
determined." Restatement (Second)
of Torts s 46, cmt. c.
However, although the common law today has largely caught
up with the Restatement, Br. of Amicus Curiae at 21, no
cases in any federal or state court go beyond the Restatement
to define "immediate family" as including nieces and nephews.
The brief of Amicus Curiae furnishes
an extraordinary
survey of the common law of intentional infliction of emotional
distress, with a chart showing the law in every state in which
the tort has been elucidated. On the
basis of this survey,
Amicus Curiae concludes, correctly, that there is no case that
has permitted nieces or nephews to recover for third-party
intentional infliction of emotional distress.
Br. of Amicus
Curiae at 47. See also "Amended
Survey of State Law
Relating to Recovery for Intentional Infliction of Emotional
Distress (Sometimes Called 'The Tort of Outrage')," Br. of
Amicus Curiae at Addendum. Appellants'
counsel conceded
at oral argument that, so far as he knew, no cases include
nieces and nephews in the definition of "immediate family" for
the purpose of intentional infliction of emotional distress.
Indeed, counsel conceded in oral argument that he was
unaware of any cases in any context holding that nieces and
nephews come within the well-understood concept of "imme-
diate family."
We reject appellants' suggestion
that the commentary to
s 46 alters the common law definition of "immediate family."
Restatement s 46, cmt. l, in addressing "[c]onduct directed at
a third person," says that "the decided cases in which recov-
ery has been allowed have been those in which the plaintiffs
have been near relatives, or at least close associates, of the
person attacked." Appellants argue
that this "makes it clear
that the 'immediate family' requirement was not intended to
bar recovery of those who fall outside the definition of that
term." Appellants' Br. at 47. None of the examples in the
commentary support this claim. Rather,
as noted by Amicus
Curiae,
[f]ollowing the reference to
"near relatives" or "close
associates," the commentary
explains that "there
appears to be no essential reason
why a stranger
who is asked for a match on the
street should not
recover when the man who asks for it
is shot down
before his eyes, at least where his
emotional distress
results in bodily harm." ...
Although no immedi-
ate family relationship exists in
the example, the
stranger is present during the extreme
and outra-
geous conduct and suffers bodily
injury from his
emotional distress. Because the nieces "do not con-
tend that they suffered bodily
harm" (Appellants'
Br. at 27 n.1), the commentary to
section 46 does not
assist them. At most, the commentary suggests
that when the plaintiff is present
and suffers bodily
injury from the severe emotional
distress, individu-
als not within the immediate family
may recover
damages. Indeed the commentary merely provides
a gloss on section 46(2)(b), which
permits recovery
"to any other person who is
present at the time, if
such distress results in bodily
harm." Restatement
s 46(2)(b).
Br. of Amicus Curiae at 43-44.
Furthermore, and more importantly,
appellants concede
that they cannot find a single case supporting their interpre-
tation of "immediate family."
In a few limited circumstances,
some courts have allowed relatives who either resided in the
same household with the victim or were legal guardians to
recover for negligent infliction of emotional distress. See,
e.g., Sullivan v. Ford Motor Co., No.97-CIV-1593, 2000 WL
343777 (S.D.N.Y. Mar. 31, 2000); Garcia
v. San Antonio
Housing Auth., 859 S.W.2d 78, 81 (Tex. Ct. App. 1993);
Kriventsov v. San Rafael Taxicabs, Inc., 186 Cal. App. 3d
1445 (1986). And, recently, the District
Court allowed recov-
ery for intentional infliction of emotional distress to a woman
who, although not legally married to the victim, had lived with
him for over 20 years in a "bond that was the functional
equivalent of marriage." See
Surette v. Islamic Republic of
Iran, 2002 WL 31455114 (D.D.C. Nov. 4, 2002).
In these
cases, the parties in issue were members of the victim's
household, and they were viewed as the functional equivalents
of immediate family members. In this
case, however, appel-
lants merely claim that the nieces and nephews enjoyed a
close relationship with Fr. Jenco, which is far short of what
s 46(2)(a) requires.
To define "immediate
family" to embrace nieces and neph-
ews who do not live in the immediate household or have any
legal obligation to the victim would stretch the term too far.
There is a commonly understood meaning of the term, as
reflected in State and common law.
Appellants have not
pointed to any other source of guidance to which a federal
court could properly look in interpreting the FSIA. In
seeking to recover, appellants would transform the apparent-
ly settled meaning of the Restatement in a manner that would
brook few limits, as the nieces and nephews are 22 in number,
live in different States, and while suffering emotionally do not
claim any further relationship to the victim.
Indeed, such
expanded recovery in this case might also reduce the fund of
Iranian assets accessible in this country to plaintiffs who are
more closely related to victims of other cases of Iranian
terrorism.
It is not within our authority to
extend liability for inten-
tional infliction of emotional distress beyond what has been
allowed by the common law or authorized by the statute. To
choose to include nieces and nephews within the definition of
"immediate family" over, for example, close friends who may
be even more egregiously affected by state-sponsored terror-
ism, seems to us to be well beyond our appropriate role as
judges on the federal bench. First,
appellants' claims are, at
bottom, statutory in nature, founded on the FSIA and the
Flatow Amendment. We are obliged,
therefore, to apply the
statute as written. As noted above, the
FSIA provides that a
"foreign state shall be liable in the same manner and to the
same extent as a private individual under like circumstances."
28 U.S.C. s 1606. Therefore, we have no
free-wheeling com-
mission to construct common law as we see fit.
Rather, we
are bound to look to state law in an effort to fathom the "like
circumstances" to which 28 U.S.C. s 1606 refers. The statute
instructs us to find the law, not to make it.
And, as we have
shown, appellants can find no support for their claims in the
established common law. Second, the
correct substantive
foundation for appellants' claims is s 46(2)(a), which, as we
have shown, furnishes the basis for much of the state common
law. What is most significant here is
that s 46(2)(a) is clear
in its terms, at least insofar as the "immediate family"
requirement is concerned.
We are mindful that state-sponsored
terrorist groups such
as Hizbollah transgress all bounds of human decency through
the physical and psychological torture of their hostages.
However, this fact is not a license for judges to legislate from
the bench. Assuming, arguendo, that
appropriate parties
may pursue a cause of action against a foreign state like Iran
under the Flatow Amendment, and assuming further that the
prevailing common law continues to mirror the requirements
of s 46(2)(a), relief in cases of this sort will be limited to
"immediate family" members. As
the law now stands, the
nieces and nephews of a victim have no viable basis for a
third-party claim of intentional infliction of emotional distress
under the statute.
III.
Conclusion
The nieces and nephews are not
direct victims under
s 46(1), and they are not "immediate family" members under
s 46(2). Therefore, we affirm the
judgment of the District
Court rejecting appellants' claims for recovery based on
intentional infliction of emotional distress.